Function 1 — 16%
Knowledge of Capital Markets
- Regulators & Industry Players
- Capital Markets & How Securities Trade
- Offerings & the New Issue Process
SIE Study Guide + Question Bank
SIE Study Guide + Question Bank (Online)
Prep for the Securities Industry Essentials Exam with a clear study guide, exam-style practice questions, and progress tracking. Self-paced online prep built for passing—simple explanations, targeted quizzes, and full-length practice exams so you always know what to study next.
Instant digital access • Mobile + desktop friendly • Progress tracking • Built for exam-style testing
What you get with the SIE Study Guide
- 725+ practice questions (chapter quizzes + quizzes + full practice finals)
- 450 chapter quiz questions to lock in each unit
- 2 quick quizzes (25 questions each) to reinforce core concepts
- 3 full-length practice exams (75 questions each) built like the real test
- Progress tracking to target weak areas fast
- Clear explanations focused on what gets tested
Results from real students
Screenshots shared by Exam Bootcamp students
What you’ll study
Self-paced online prep built for passing—simple explanations, targeted quizzes, and full-length practice exams so you always know what to study next.
Function 2 — 44%
Products & Risks
- Equity Securities
- Debt Securities (Bonds & Money Market)
- Options
- Investment Companies & Variable Contracts
- Municipal Fund Securities
- Alternatives & Structured Products
- Investment Risk & Portfolio Basics
Function 3 — 31%
Trading, Accounts & Prohibited Activities
- Orders, Trade Execution & Market Transparency
- Customer Accounts, Documentation & Communications
- Prohibited & Unethical Activities
Function 4 — 9%
Regulatory Framework
- Registration, Continuing Education & Professional Conduct
- Final Exam Strategy & Common Pitfalls
What students say
Passed on my first try. The explanations were simple, and the question bank felt just like the real exam.
— Alex R.
I studied in short sessions on my phone every day. The progress tracking showed me exactly what to focus on.
— Jasmine L.
Best value out there. Clear lessons, strong practice questions, and it helped me walk in confident on test day.
— Daniel M.
GET INSTANT ACCESS
SIE Study Guide + Question Bank
$79.99
- Includes: Online study material + full question bank + practice exams
- Access: 6 month access to the study material
- Start studying immediately after purchase—no waiting.
Frequently asked questions
- You’ll have access for 6 months starting immediately after purchase.
About the Securities Industry Essentials Exam
Exam format (official):
- 75 scored questions
- 1 hour 45 minutes
- Passing score: 70
Core topics (official weighting):
- Knowledge of Capital Markets — 16%
- Understanding Products and Their Risks — 44%
- Understanding Trading, Customer Accounts, and Prohibited Activities — 31%
- Overview of the Regulatory Framework — 9%
Ready to start passing prep today?
Get instant access to the SIE Study Guide and start practicing with exam-style questions now.
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