Series 79 Question Bank

Series 79 Question Bank (Online)

Prep for the FINRA Series 79 - Investment Banking Representative Qualification Exam with 825 exam-style practice questions across 15 chapters, 3 mini exams, and 3 full-length practice exams. Self-paced online practice focused on valuation, M&A, underwriting, due diligence, and the regulatory framework for IB representatives.

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Instant digital access • Mobile + desktop friendly • Progress tracking • Built for exam-style testing

What you get with the Series 79 Question Bank

  • 825 exam-style practice questions across the full Series 79 outline
  • 15 chapters mapped to FINRA's three Series 79 functions - Data Collection & Analysis, Underwriting & Offerings, and M&A & Restructuring
  • 45 chapter quizzes - Learn (10 Qs), Apply (10 Qs), and Master (10 Qs) for every chapter
  • 3 Mini Exams (50 questions each) for timed practice
  • 3 full-length Practice Exams (75 questions each) matching real exam length and structure
  • Heavy coverage of valuation, M&A, and underwriting - the technical core of the exam
  • Progress tracking by chapter and difficulty to target weak areas fast
  • Clear explanations focused on what FINRA actually tests
  • Built specifically for investment banking representatives - not repurposed retail content
  • 6-month online access from purchase date

Results from real students

Screenshots shared by Exam Bootcamp students.

Series 79 pass resultSeries 79 pass resultSeries 79 pass result

What you'll study

Organized around FINRA's three Series 79 functions - data collection and analysis dominates at 49% of the exam, with underwriting/offerings at 27% and M&A/restructuring at 24%. The 15 chapters in the question bank map directly to these three areas.

Function 1 - 49% (37 questions)

Collection, Analysis and Evaluation of Data

  • Data sources - financial filings, market databases, comparable companies
  • Financial statements - income statement, balance sheet, cash flow analysis
  • Financial ratios and metrics - profitability, leverage, liquidity, valuation multiples
  • Valuation methodologies - DCF, comparable companies, precedent transactions, LBO
  • Precedent transaction analysis and market positioning
  • Investor types and organizational structures - public, private, PE, VC, hedge funds
  • Due diligence - financial, legal, operational, sell-side vs. buy-side
  • Permissible communications and Reg FD compliance

Function 2 - 27% (20 questions)

Underwriting / New Financing Transactions, Types of Offerings and Registration of Securities

  • Underwriting roles, syndication, and economics
  • IPOs, follow-on offerings, and PIPEs
  • Private placements, Rule 144A, Regulation S, and resale exemptions
  • Debt offerings - investment grade, high yield, convertibles, and structured debt
  • Securities Act registration and exemptions
  • Quiet periods, research analyst communications, and JOBS Act provisions
  • Stabilization, syndicate short positions, and post-offering activities

Function 3 - 24% (18 questions)

Mergers and Acquisitions (M&As), Tender Offers and Financial Restructuring Transactions

  • M&A advisory - sell-side, buy-side, mandate engagement, and fee structures
  • Deal structures - asset vs. stock sale, mergers, reverse mergers, spin-offs
  • Tender offers - Williams Act, Schedules TO and 14D-9, top-up options
  • Hostile transactions - poison pills, staggered boards, defensive tactics
  • Fairness opinions and board approval processes
  • Going-private transactions and Rule 13e-3
  • Financial restructuring - exchange offers, Chapter 11, distressed M&A

What students say

Series 79 tutoring made the difference on a retake. A focused daily study plan plus quick answers between sessions helped produce a pass.

— Caroline, Series 79

I went into my first lesson completely unsure after failing, but Jason helped make everything click. He was always quick to respond, prepared, and focused on what I needed most. After working together, I passed the exam on my second try. Jason is an excellent communicator and a strong supporter during the process.

— Len, Series 79

Jason was excellent at getting my daughter over the finish line with the Series 79 exam. Over a month of targeted test-taking and review, he helped her pass after multiple attempts. Without Jason, she would not have passed. Worth every penny and then some.

— Bob, Series 79

GET INSTANT ACCESS

Series 79 Question Bank

$94.99

  • Includes: 825-question bank + 3 mini exams + 3 full-length practice exams + chapter quizzes
  • Access: 6 month access to the question bank
  • Start practicing immediately after purchase - no waiting.
Get Instant AccessSee what's included

Frequently asked questions

  • You'll have access for 6 months starting immediately after purchase.

About the Series 79 - Investment Banking Representative Qualification Exam

Exam format (official):

  • 75 scored questions (plus 10 unscored pretest questions)
  • 2 hours 30 minutes (150 minutes)
  • Passing score: 73%
  • Corequisite: SIE
  • Administered by FINRA

Core functions (official weighting):

  • Function 1 - Collection, Analysis and Evaluation of Data - 49% (37 questions)
  • Function 2 - Underwriting / New Financing Transactions, Types of Offerings and Registration of Securities - 27% (20 questions)
  • Function 3 - Mergers and Acquisitions, Tender Offers and Financial Restructuring Transactions - 24% (18 questions)

For the official exam outline, scheduling details, and registration through FINRA, see the FINRA Series 79 exam page.

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