Series 7 Study Guide + Question Bank (Online)
Prep for the Series 7 – General Securities Representative Exam with clear lessons + exam-style practice.
Self-paced online prep built for passing—simple explanations, targeted quizzes, and full-length practice exams so you always know what to study next.
Price: $89.99
- Includes: Online lessons + full question bank + practice exams
- Access: 6 month access to the study material
- Instant digital access • Mobile + desktop friendly • Progress tracking • Built for exam-style testing
What you get with the Series 7 Study Guide
- 1200+ practice questions built for Series 7-style testing
- 720 chapter quiz questions to master each topic
- Concepts quiz (40 questions) to reinforce core knowledge
- Math quiz (40 questions) focused on Series 7 calculations
- Suitability quiz (25 questions) for recommendation-style scenarios
- Options quiz (25 questions) for options strategies + suitability
- 2 mini exams (50 questions each) for timed practice
- 2 full-length final exams (125 questions each) for exam simulation
- Progress tracking to target weak areas fast
- Clear explanations focused on what gets tested
Results from real students
- Screenshots shared by Exam Bootcamp students. Results vary based on effort and background.
What you’ll study
- Organized to match how the Series 7 is structured—skills first, then heavy focus on recommendations, products, and client scenarios.
Function 1: Seeks Business for the Broker-Dealer (7% | 9 questions)
- Communications with the public (basic standards + approvals)
- Product/service overviews and required disclosures
- Prospecting basics and compliant outreach
Function 2: Opens Accounts and Evaluates Customer Profile (9% | 11 questions)
- Account types and documentation
- KYC / customer investment profile basics
- Customer updates, privacy, and identifying red flags
Function 3: Provides Information, Makes Recommendations, Maintains Records (73% | 91 questions)
- Equities, debt, munis, funds, and packaged products
- Options fundamentals, strategies, and suitability
- Retirement accounts, taxation basics, and distribution considerations
- Margin, short sales, yields/quotes, and risk/return
- Suitability-driven recommendations and client-focused scenarios
Function 4: Processes and Confirms Transactions (11% | 14 questions)
- Order handling, trade reporting, and settlement basics
- Confirmations, corrections, and operational red flags
- Handling customer instructions and transaction documentation
- Start studying immediately after purchase—no waiting.
What students say
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Refund policy (study guides):
Because study guides include immediate digital access to course content and question banks, refunds are available only within these guidelines:
- Refund requests must be made within 7 days of purchase.
- A refund is available only if you have completed fewer than 20% of the total questions in the question bank.
- If 20% or more of the questions have been completed/attempted, the purchase is non-refundable.
Frequently asked questions
How long do I have access?
You’ll have access for 6 months starting immediately after purchase.
Is this a live class?
Is the question bank exam-style?
Yes—questions are written to match the way the SIE tests concepts, definitions, and scenario-style application.
How should I study with this?
Learn the function, take the quiz, review explanations, then take full practice exams and repeat weak areas.
What’s included with purchase?
Online lessons, the full question bank, and practice exams.
What is your refund policy?
Refund requests must be made within 7 days of purchase. A refund is available only if fewer than 20% of the total questions have been completed. If 20% or more have been completed, the purchase is non-refundable.
About the Series 7 – General Securities Representative Exam
The Series 7 exam assesses entry-level competency to perform general securities representative functions. Use this breakdown to understand what’s tested and how this study guide is structured to match it.
Exam format (official):
- 125 scored questions
- 3 hours 45 minutes
- Passing score: 72
- Corequisite: SIE
Core topics (official weighting):
- Function 1 — 7% (9 questions)
- Function 2 — 9% (11 questions)
- Function 3 — 73% (91 questions)
- Function 4 — 11% (14 questions)
Source (FINRA):
https://www.finra.org/registration-exams-ce/qualification-exams/series7
Ready to start passing prep today?
Get instant access to the SIE Study Guide and start practicing with exam-style questions now.