Free Series 9 Practice Assessment — 50 Exam-Style Questions
Fifty exam-style Series 9 questions on the supervisory half of the General Securities Sales Supervisor qualification — options account approval, options sales practice, position and exercise limits, and the supervision of registered representatives handling options business. Scored immediately, with a topic breakdown.
Completely free • No account, no card • Instant results with a topic breakdown
What to expect
Fifty questions written the way the Series 9 actually tests — not flashcards, not definitions with the answer in the stem.
- Options account approval — what has to be collected, who signs off, and when a discretionary options account is permitted
- Position and exercise limits, and the aggregation rules supervisors are expected to apply
- Options communications and the disclosure document delivery requirements
- Supervisory review of options recommendations, including what makes a strategy unsuitable for a given approval level
- Sales practice violations in options business and the supervisor's obligation once a red flag appears
Start your free Series 9 assessment
50 exam-style questions. No account, no payment, instant results.
We'll email your results and study suggestions. No card, no account.
How it works
- Tell us your name, email, and (optionally) when you plan to test.
- Pick how you want to take it — timer on or off, explanations as you go or held to the end, Deep Dive on if you want to be made to read every explanation.
- Answer 50 exam-style questions. Each one is graded on the server as you submit it.
- Get your score, your percentage, and a topic-by-topic breakdown showing which areas to rebuild first.
Frequently asked questions
- The Series 9 half — options supervision. The Series 10 covers general supervision and has its own assessment.
Ready to go further on the Series 9?
The assessment shows you where you stand. The study guide is what closes the gap — chapter quizzes, mini exams, and full-length practice finals across the whole outline.