SIE Study Guide + Question Bank (Online)
Prep for the Securities Industry Essentials Exam with a clear study guide, exam-style practice questions, and progress tracking.
Self-paced online prep built for passing—simple explanations, targeted quizzes, and full-length practice exams so you always know what to study next.
Price: $79.99
- Includes: Online study material + full question bank + practice exams
- Access: 6 month access to the study material
- Instant digital access • Mobile + desktop friendly • Progress tracking • Built for exam-style testing
What you get with the SIE Study Guide
- 725+ practice questions (chapter quizzes + quizzes + full practice finals)
- 450 chapter quiz questions to lock in each unit
- 2 quick quizzes (25 questions each) to reinforce core concepts
- 3 full-length practice exams (75 questions each) built like the real test
- Progress tracking to target weak areas fast
- Clear explanations focused on what gets tested
Results from real students
- Screenshots shared by Exam Bootcamp students. Results vary based on effort and background.
What you’ll study
Self-paced online prep built for passing—simple explanations, targeted quizzes, and full-length practice exams so you always know what to study next.
Function 1: Knowledge of Capital Markets (16%)
- Regulators & Industry Players
- Capital Markets & How Securities Trade
- Offerings & the New Issue Process
Function 2: Products & Risks (44%)
- Equity Securities
- Debt Securities (Bonds & Money Market
- Options
- Investment Companies & Variable Contracts
- Municipal Fund Securities
- Alternatives & Structured Products
- Investment Risk & Portfolio Basics
Function 3: Trading, Accounts & Prohibited Activities (31%)
- Orders, Trade Execution & Market Transparency
- Customer Accounts, Documentation & Communications
- Prohibited & Unethical Activities
Function 4: Regulatory Framework (9%)
- Registration, Continuing Education & Professional Conduct
- Final Exam Strategy & Common Pitfalls
- Start studying immediately after purchase—no waiting.
What students say
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Refund policy (study guides):
Because study guides include immediate digital access to course content and question banks, refunds are available only within these guidelines:
- Refund requests must be made within 7 days of purchase.
- A refund is available only if you have completed fewer than 20% of the total questions in the question bank.
- If 20% or more of the questions have been completed/attempted, the purchase is non-refundable.
Frequently asked questions
How long do I have access?
You’ll have access for 6 months starting immediately after purchase.
Is this a live class?
Is the question bank exam-style?
Yes—questions are written to match the way the SIE tests concepts, definitions, and scenario-style application.
How should I study with this?
Learn the function, take the quiz, review explanations, then take full practice exams and repeat weak areas.
What’s included with purchase?
Online lessons, the full question bank, and practice exams.
What is your refund policy?
Refund requests must be made within 7 days of purchase. A refund is available only if fewer than 20% of the total questions have been completed. If 20% or more have been completed, the purchase is non-refundable.
About the Securities Industry Essentials Exam
The Securities Industry Essentials Exam tests foundational knowledge across products, rules, and customer-focused application. Use this breakdown to understand what’s tested and how this study guide is structured to match it.
Exam format (official):
- 75 scored questions
- 1 hour 45 minutes
- Passing score: 70
Core topics (official weighting):
- Knowledge of Capital Markets — 16%
- Understanding Products and Their Risks — 44%
- Understanding Trading, Customer Accounts, and Prohibited Activities — 31%
- Overview of the Regulatory Framework — 9%